Law, Buildings and Code Enforcement Committee
Regular MeetingAlbany, NY · June 28, 2021
Agenda
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LAW, BUILDINGS, AND CODE ENFORCEMENT
Joseph Igoe, Chair
MEETING NOTICE
DATE: MONDAY, JUNE 28, 2021
TIME: 5:30PM
TOPICS OF DISCUSSION:
Ordinance 17.61.21
AN ORDINANCE AMENDING ARTICLE VA (NOTICE OF VIOLATION) OF CHAPTER 313
(SOLID WASTE) OF THE CODE OF THE CITY OF ALBANY IN RELATION TO SHORTENING
THE COMPLIANCE PERIOD FOR CODE VIOLATIONS RELATED TO HEALTH AND
SAFETY
Local Law F of 2021 As amended 6/15/2021)
LOCAL LAW AMENDING PART 2 (COURTS AND LEGAL PROCEDURES) OF CHAPTER 30
(COURTS AND LEGAL PROCEDURES) OF THE CODE OF THE CITY OF ALBANY IN
RELATION TO EVICTION PROCEEDINGS
PUBLIC COMMENT PERIOD: Yes
Council Member Fahey and Anane introduced the following:
ORDINANCE 17.61.21
AN ORDINANCE AMENDING ARTICLE VA (NOTICE OF VIOLATION) OF CHAPTER 313
(SOLID WASTE) OF THE CODE OF THE CITY OF ALBANY IN RELATION TO SHORTENING
THE COMPLIANCE PERIOD FOR CODE VIOLATIONS RELATED TO HEALTH AND
SAFETY
The City of Albany, in Common Council convened, does hereby ordain and enact:
Section 1. Subsection (B) of section 313-51.1 (Responsibility of property owners; action by City;
costs of abatement; hearing) of Article VA (Notice of Violation) of Chapter 313 (Solid Waste) of Part II
(General Legislation) the Code of the City of Albany is hereby amended to read as follows:
B. Upon complaint, on his or her own motion and after inspection of the property, the Commissioner
of the Department of General Services or his or her designee shall notify the property owner or
person occupying or having control of the property, as hereinafter provided, of any conditions on
the property or sidewalk violating the provisions of Articles IV and/or V of this chapter and require
compliance within five calendar days from the date such notice was mailed or within three calendar
days of personal service of such notice is said notice is personally served upon the property owner,
authorized agent or person or entity in control of the property. However, the Commissioner or their
designee may require immediate compliance when he or she determines that a condition violating
the provisions of Articles IV and/or V of this chapter exists and such condition poses a threat to the
health and safety of the building’s occupants or the general public, and the owner or person
occupying or having control of the property is persistently non-compliant with subsection A of this
section.
(1) Upon receiving a complaint, including but not limited to “See Click Fix,” the
Commissioner or their designee shall inspect the property or properties within three
business days.
Section 2. Subsection D of section 313-51.1 (Responsibility of property owners; action by City;
costs of abatement; hearing) of Article VA (Notice of Violation) of Chapter 313 (Solid Waste) of Part II
(General Legislation) of the Code of the City of Albany is hereby amended to read as follows:
D. Hearing. The notice required herein shall indicate that a request for a hearing may be made by the
owner of the property alleged to be in violation; which must be made and received by the
Commissioner before the expiration of the five-day period set forth in Subsection B, or, in the event
that the Commissioner or their designee has determined that an alleged violation has warranted
immediate compliance under subsection B of this section, a request for a hearing must be made as
soon as is practicable. Such request must either be delivered personally to the Department of
General Services or mailed by certified mail to the Commissioner. Upon such request duly made
and received, a hearing will be held before the Commissioner or a designated officer at a time, date
and place set by written notice sent to the owner by regular mail. The hearing shall be held within
seven calendar days following receipt of the request and at least two days’ notice of the hearing
shall be given to the owner. The owner or owner’s agent shall be given an opportunity to present
evidence to be heard during the hearing. Within five days of the conclusion of the hearing, the
notice shall be affirmed, amended, modified or rescinded.
Section 3. This ordinance shall take effect 30 days after enactment.
APPROVED AS TO FORM THIS
27TH DAY OF MAY, 2021
________________________________
Corporation Counsel
To: Danielle Gillespie, City Clerk
From: Brett Williams, Esq., Sr. Assistant Corporation Counsel
Re: Request for Common Council Legislation
Supporting Memorandum
Date: May 27, 2021
Sponsor: Council Member Fahey and Anane
ORDINANCE 17.61.21
TITLE
AN ORDINANCE AMENDING ARTICLE VA (NOTICE OF VIOLATION) OF CHAPTER 313 (SOLID
WASTE) OF THE CODE OF THE CITY OF ALBANY IN RELATION TO SHORTENING THE
COMPLIANCE PERIOD FOR CODE VIOLATIONS RELATED TO HEALTH AND SAFETY
GENERAL PURPOSE OF LEGISLATION
This ordinance will help ensure that the City is able to address health and safety-related Code violations
perpetrated by persistently non-compliant owners and occupants as expeditiously as possible.
NECESSITY FOR LEGISLATION AND CHANGES TO EXISTING LAW
Currently, as the Code stands, property owners or occupants have five days from notification of a violation
to correct any conditions on the property or sidewalk that are not in compliance with the litter and vacant
lot articles of Chapter 313 of the Code.
This ordinance will allow the City to correct such issues immediately when they occur at properties that are
persistently non-compliant.
FISCAL IMPACT(S)
None.
Council Member Balarin introduced the following:
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
Council Member Balarin introduced the following:
LOCAL LAW F OF 2021 (As Amended 06/15/2021)
LOCAL LAW AMENDING PART 2 (COURTS AND LEGAL PROCEDURES) OF CHAPTER 30
(COURTS AND LEGAL PROCEDURES) OF THE CODE OF THE CITY OF ALBANY IN
RELATION TO EVICTION PROCEEDINGS
The City of Albany, in Common Council convened, does hereby ordain and enact:
Section 1. Article XXII (Rules of Practice of the City Court of Albany) of Part 2 (City Court Act)
of Chapter 30 (Courts and Legal Procedures) of Part I (Administrative Legislation) of the Code of the City
of Albany is hereby amended by adding a Section 30-323, to read as follows:
§30-323 Special rules for eviction proceeding
Filing of Residential Occupancy Permit Required. No action for eviction may be commenced
without the Petitioner’s having submitted to the Court a copy of the most recently-issued
Residential Occupancy Permit issued according to Part 4 of Chapter 231 of this Code for the rental
dwelling unit of which the Petitioner is seeking possession or an allegation that deregistration and
suspension of said Residential Occupancy permit was done in violation of this Chapter.
Section 2. Part 2 (City Court Act) of Chapter 30 (Courts and Legal Procedures) of Part I
(Administrative Legislation) of the Code of the City of Albany is hereby amended by adding an
Article XXIII, entitled “Prohibition of Eviction Without Good Cause,” to read as follows:
Article XIII Prohibition of Eviction Without Good Cause
§ 30-324 Short Title.
This article shall be cited as the “Prohibition of Eviction Without Good Cause Law.”
§30-325 Definitions.
A. The term “housing accommodation,” as used in this article, shall mean any residential
premises located in the City of Albany.
B. The term “landlord,” as used in this article, shall mean any owner, lessor, sublessor,
assignor, or other person receiving or entitled to receive rent for the occupancy of any
housing accommodation or an agent of any of the foregoing.
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
C. The term “tenant” as used in this article shall mean a tenant, sub-tenant, lessee, sublessee,
assignee, manufactured home tenant as defined in paragraph one of subsection (A) of
section two hundred thirty-three of this chapter, an occupant of a rooming house or hotel
as defined in section seven hundred eleven of the Real Property Actions and Proceedings
Law or any other person entitled to the possession, use or occupancy of any housing
accommodation.
D. The term “rent” as used in this article shall mean any consideration, including any bonus,
benefit or gratuity demanded or received for or in connection with the possession, use or
occupancy of housing accommodations or the execution or transfer of a lease for such
housing accommodations.
E. The term “disabled person” as used in this article shall mean a person who has an
impairment which results from anatomical, physiological or psychological conditions,
other than addiction to alcohol, gambling, or any controlled substance, which are
demonstrable by medically acceptable clinical and laboratory diagnostic techniques, and
which are expected to be permanent and which substantially limit one or more of such
person's major life activities.
§ 30-326 Applicability.
This article shall apply to all housing accommodations except:
A. Owner-occupied premises with four or less units;
B. Premises sublet pursuant to section two hundred twenty-six-b of the Real Property Law or
otherwise, where the sublessor seeks in good faith to recover possession of such housing
accommodation for their own personal use and occupancy;
C. Premises where the possession, use or occupancy of which is solely incident to
employment and such employment is being lawfully terminated; and
D. Premises otherwise subject to regulation of rents or evictions pursuant to state or federal
law to the extent that such state or federal law requires “good cause” for termination or
non-renewal of such tenancies.
§ 30-327 Necessity for good cause.
No landlord shall, by action to evict or to recover possession, by exclusion from possession, by
failure to renew any lease, or otherwise, remove any tenant from housing accommodation except
for good cause as defined in section three hundred twenty-eight of this article.
§ 30-328 Grounds for removal of tenants
A. No landlord shall remove a tenant from any housing accommodation, or attempt such
removal or exclusion from possession, notwithstanding that the tenant has no written lease
or that the lease or other rental agreement has expired or otherwise terminated, except upon
order of a court of competent jurisdiction entered in an appropriate judicial action or
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
proceeding in which the petitioner or plaintiff has established one of the following grounds
as good cause for removal or eviction:
(1) The tenant has failed to pay rent due and owing, provided, however, that the rent
due and owing, or any part thereof, did not result from a rent increase or pattern of
rent increases which, regardless of the tenant's prior consent, if any, is
unconscionable or imposed for the purpose of circumventing the intent of this
article. In determining whether all or part of the rent due and owing is the result of
an unconscionable rent increase or pattern of rent increases, the Court may
consider, among other factors, i) the rate of the increase relative to the tenant’s
ability to afford said increase, ii) improvements made to the subject unit or common
areas serving said unit, iii) whether the increase was precipitated by the tenant
engaging in the activity described at section 223-b (1(a)-(c) of the Real Property
Actions and Proceedings Law, iv) significant market changes relevant to the subject
unit, and v) the condition of the unit or common areas serving the unit, and it shall
be a rebuttable presumption that the rent for a dwelling not protected by rent
regulation is unconscionable or imposed for the purpose of circumventing the intent
of this article if said rent has been increased in any calendar year by a percentage
exceeding five percent;
(2) The tenant is violating a substantial obligation of their tenancy, other than the
obligation to surrender possession, and has failed to cure such violation after written
notice that the violation cease within ten days of receipt of such written notice,
provided however, that the obligation of tenancy for which violation is claimed was
not imposed for the purpose of circumventing the intent of this article;
(3) The tenant is committing or permitting a nuisance in such housing accommodation,
or is maliciously or by reason of negligence damaging the housing accommodation;
or the tenant's conduct is such as to interfere with the comfort of the landlord or
other tenants or occupants of the same or adjacent buildings or structures;
(4) Occupancy of the housing accommodation by the tenant is in violation of or causes
a violation of law and the landlord is subject to civil or criminal penalties therefor;
provided however that the City of Albany has issued an order requiring the tenant
to vacate the housing accommodation. No tenant shall be removed from possession
of a housing accommodation on such ground unless the court finds that the cure of
the violation of law requires the removal of the tenant and that the landlord did not,
through neglect or deliberate action or failure to act, create the condition
necessitating the order to vacate. In instances where the landlord does not undertake
to cure conditions of the housing accommodation causing such violation of the law,
the tenant shall have the right to pay or secure payment in a manner satisfactory to
the court, to cure such violation provided that any tenant expenditures shall be
applied against rent to which the landlord is entitled. In instances where removal of
a tenant is absolutely essential to their health and safety, the removal of the tenant
shall be without prejudice to any leasehold interest or other right of occupancy the
tenant may have and the tenant shall be entitled to resume possession at such time
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
as the dangerous conditions have been removed. Nothing herein shall abrogate or
otherwise limit the right of a tenant to bring an action for monetary damages against
the landlord to compel compliance by the landlord with all applicable laws;
(5) The tenant is using or permitting the housing accommodation to be used for an
illegal purpose;
(6) The tenant has unreasonably refused the landlord access to the housing
accommodation for the purpose of making necessary repairs or improvements
required by law or for the purpose of showing the housing accommodation to a
prospective purchaser, mortgagee, or other person having a legitimate interest
therein;
(7) The landlord seeks in good faith to recover possession of a housing accommodation
located in a building containing fewer than twelve units because of immediate and
compelling necessity for their own personal use and occupancy as their principal
residence, or the personal use and occupancy as principal residence of their partner,
spouse, parent, child, stepchild, father-in-law or mother-in-law, when no other
suitable housing accommodation in such building is available. This paragraph shall
permit recovery of only one housing accommodation and shall not apply to a
housing accommodation occupied by a tenant who is sixty-two years of age or older
or who is a disabled person;
(8) The landlord seeks in good faith to recover possession of any or all housing
accommodations located in a building with less than five units to personally occupy
such housing accommodations as their principal residence;
(9) The owner-landlord has in good faith entered into a contract for the sale of the
housing accommodation and such contract requires that the housing
accommodation be transferred free and clear of any and all residential tenancy
obligations as a condition of such sale where the owner-landlord has no shared
financial or other interest with the potential buyer other than the sale of the housing
accommodation in question and submitted sufficient proof to the court thereof; or
(10) Except where notice is issued pursuant this subsection for the purpose of
circumventing the intent of this article, where the owner-landlord has notified the
tenant in writing of the owner-landlord’s intention not to renew a lease not less than
five months in advance of the non-renewal date and the tenant consents, provided
that at the time of filing of an eviction proceeding the landlord has in good-faith
entered into an enforceable lease agreement with a different party in an arms-length
transaction for the premises occupied by the tenant. The non-renewal notice
provided for in this section must include language advising the tenant of their right
to renew their tenancy and thereby reject the non-renewal, that tenant’s consent
must be provided to the landlord and that the tenant may not be subjected to
retaliation for such rejection. The tenant’s consent may be withdrawn any time prior
to the owner-landlord’s entrance into new lease agreement for the subject premises.
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
B. A tenant required to surrender a housing accommodation by virtue of the operation of
paragraph (7), (8), or (9) of subsection (A) of this section shall have a cause of action in
any court of competent jurisdiction for damages, declaratory, and injunctive relief against
a landlord or purchaser of the premises who makes a fraudulent statement regarding a
proposed use of the housing accommodation. In any action or proceeding brought pursuant
to this provision a prevailing tenant shall be entitled to recovery of actual damages, and
reasonable attorneys' fees.
C. Nothing in this section shall abrogate or limit the tenant's right, pursuant to section seven
hundred fifty-one of the Real Property Actions and Proceedings Law, to permanently stay
the issuance or execution of a warrant or eviction in a summary proceeding, whether
characterized as a nonpayment, objectionable tenancy, or holdover proceeding, the
underlying basis of which is the nonpayment of rent, so long as the tenant complies with
the procedural requirements of section seven hundred fifty-one of the Real Property
Actions and Proceedings Law.
§ 30-329 Preservation of existing requirements of law.
No action shall be maintainable and no judgment of possession shall be entered for housing
accommodations pursuant to this article, unless the landlord has complied with any and all applicable laws
governing such action or proceeding and has complied with any and all applicable laws governing notice
to tenants including, without limitation, the manner and the time of service of such notice and the contents
of such notice. Nothing in this article shall preclude individuals from the voluntary dissolution of a lease
agreement on such permissible terms as both parties may agree to, though such agreement may not provide
a basis for the issuance of a warrant of eviction or provide the Albany City Court with authority to intervene
in such voluntary dissolutions entered into outside of and not properly brought before the Albany City
Court’s jurisdiction.
§ 30-330 Waiver of rights void.
Any agreement by a tenant heretofore or hereinafter entered into in a written lease or other rental agreement
waiving or modifying their rights as set forth in this article shall be void as contrary to public policy.
§ 30-331 Severability.
If any provision of this act, or any application of any provision of this act, is held to be invalid, that shall
not affect the validity or effectiveness of any other provision of this act, or of any other application of any
provision of this act, which can be given effect without that provision or application; and to that end, the
provisions and applications of this act are severable.
§ 30-332 Effective Date
This article shall take effect upon final passage, public hearing, and filing with the Secretary of State and
shall apply to actions and proceedings commenced on or after such effective date.
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
Section 3. This local law shall take effect upon final passage, public hearing and filing with the
Secretary of State.
APPROVED AS TO FORM THIS
15TH DAY OF JUNE, 2021
______________________________
Corporation Counsel
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
To: Danielle Gillespie, City Clerk
From: Laura Gulfo, Esq., Assistant Corporation Counsel
Robert Magee, Esq., Deputy Corporation Counsel
Brett Williams, Esq., Senior Assistant Corporation Counsel
Re: Request for Common Council Legislation
Supporting Memorandum
Date: March 1, 2021
Sponsor: Council Member Balarin
LOCAL LAW F OF 2021 (As Amended 06/15/21)
TITLE
LOCAL LAW AMENDING PART 2 (COURTS AND LEGAL PROCEDURES) OF CHAPTER 30
(COURTS AND LEGAL PROCEDURES) OF THE CODE OF THE CITY OF ALBANY IN RELATION
TO EVICTION PROCEEDINGS
GENERAL PURPOSE OF LEGISLATION
Section 1:
The purpose of this proposal is to make evictions in City Court more efficient by requiring the
filing of an ROP a requirement of commencing an eviction proceeding.
ACC §30-323(A) – Special Rules for Eviction Proceedings, Filing of Residential Occupancy
Permit Required – requires that a party seeking to recovery property in the course of an eviction
proceeding to file a copy of the active ROP with the City Court along with the petition for eviction.
Section 2:
Page 11 of 14
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
To prohibit residential evictions within the City of Albany without good cause.
The following additions are made to Chapter 30 of the Albany City Code:
§30-324 Short Title: Adds short title which shall be cited as the “Prohibition of Eviction
Without Good Cause Law.”
§30-325 Definitions: Adds definitions of “housing accommodation,” “landlord,” “tenant,”
“rent,” and “disabled person.”
§30-326 Applicability: Adds exceptions to the applicability of the law, which, in general,
applies to all housing accommodations.
§30-327 Necessity for good cause: Prohibits landlords from removing tenants from
housing accommodations except for good cause, as defined in §30-328.
§30-328 Grounds for removal of tenants: Subsection 1 illustrates, in detail, the nine
grounds that landlords may establish to meet the “good cause” standard for lawful eviction;
landlords are required to satisfy only one of these grounds. Subsection 2 provides tenants
with a cause of action (seeking damages, declaratory, and injunctive relief as well as
reasonable attorney’s fees) against landlords or purchasers of the housing accommodation
who have made fraudulent statements regarding the proposed use of housing
accommodation. Subsection 3 reiterates tenants’ protections under the real property actions
and proceedings law (“RPAPL”) §751 to permanently stay an eviction, the underlying basis
for which is the nonpayment of rent.
§30-329 Preservation of existing requirements of law: Provides a tenant with a basis to
pursue dismissal of an eviction proceeding where the landlord has failed to comply with
all applicable laws governing such a proceeding, including, but not limited to, the laws
governing notice to tenants and the provisions under the New York State Housing Stability
and Tenant Protection Act (“HSTPA”) of 2019.
§30-330 Waiver of rights void: Voids, as contrary to public policy, any agreement wherein
a tenant has waived or modified rights afforded under this article.
§30-331 Severability: Allows severability of provisions of this article in that if any
provision is held to be invalid, said holding shall not affect the validity or effectiveness of
any other provision of this article.
§30-332 Effective Date: Provides that this article shall take effect immediately and shall
apply to actions and proceedings commenced on or after the effective date.
NECESSITY FOR LEGISLATION
Section 1:
Page 12 of 14
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
Eviction proceedings are usually delayed while it is determined whether an ROP is active for the
building in question. This will save significantly on administrative costs by making the filing of an
active ROP part of what the landlord files at the outset of the eviction proceedings. This also
protects tenants whose rent is subject to a levy by the City for repair costs. Though the Building
Department does not do this, it may in the future and if it does it will be important to ensure that
tenants subject to a levy are protected.
Section 2:
The New York State Housing Stability and Tenant Protection Act (“HSTPA”) passed in 2019
provide protections for tenants that have the effect of delaying the initiation of an eviction
proceeding. Excluded from the HSTPA is any requirement for the landlords or property owners to
provide a justification for said eviction or removal of tenants from housing accommodations in the
City of Albany. This legislation seeks to bridge that gap.
Good cause eviction law shall prohibit a landlord from removing a tenant from a housing
accommodation without an order from a judge who decides whether or not the eviction is for a
good cause. The proposed legislation identifies nine grounds which a landlord may cite when
pursuing an eviction or removal of a tenant from a housing accommodation; a landlord must only
satisfy one of the nine available grounds. Briefly, those nine grounds contemplate (a) tenant’s
failure to pay rent, with consideration to a rental increase, if any; (b) tenant’s violation of an
obligation of the tenancy and failure to cure said violation; (c) nuisance in the housing
accommodation either caused or permitted by the tenant; (d) tenant’s occupancy of the housing
accommodation, which is in violation or causes a violation of law and the landlord is subject to
civil or criminal penalties, with considerations; (e) tenant uses or permits the housing
accommodation to be used for an illegal purpose; (f) tenant’s unreasonable refusal to allow the
landlord access to the housing accommodation for the purpose of making necessary repairs or
improvements required by law or for the purpose of showing the housing accommodation, subject
to notice requirements under the HSTPA; (g) landlord’s good faith recovery of the housing
accommodation in a building with fewer than twelve units, subject to conditions; (h) landlord’s
good faith recovery of the housing accommodation in a building with fewer than five units for the
landlord’s personal occupancy, such as their principal residence; and (i) landlord’s good faith
contract for the sale of the housing accommodation wherein the housing accommodation shall be
transferred free and clear of all residential tenancy obligations as a condition of the sale.
To satisfy one of these grounds in an eviction proceeding, the landlord is required to first identify
the ground or grounds pursuant to which the landlord seeks removal of the tenant, which will likely
require statements from the landlord filed with the complaint or petition in court. As such, this
legislation provides tenants with a cause of action for damages, including reasonable attorney’s
fees, if the landlord has submitted or made fraudulent statements regarding the proposed use of the
housing accommodation.
This proposed legislation is generally applicable to housing accommodations within the City of
Albany. Notably, however, this proposed legislation excludes owner-occupied units with less than
Page 13 of 14
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
four units, i.e. the property owner’s primary residence. Other housing accommodations excluded
are sublease arrangements where the sublessor, in good faith, seeks to recover possession for their
own personal use and occupancy; and premises where the possession, use, or occupancy which is
solely incidental to employment and the employment is lawfully terminated.
FISCAL IMPACT
None.
Page 14 of 14
Matter in brackets and [strikethrough] to be deleted. Matter underlined is new material.
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