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Audit Committee

Regular Meeting

Henderson, NV · September 18, 2024

AgendaPacketMinutes

Minutes

CITY OF HENDERSON AUDIT COMMITTEE Wednesday, September 18, 2024 I. CALL TO ORDER Chair Dan K. Shaw called the City of Henderson Audit Committee meeting to order at 11:31 a.m. in the Mayor and Council Board Room, 4th Floor, City Hall, 240 South Water Street, Henderson, Nevada 89015. II. CONFIRMATION OF POSTING AND ROLL CALL Melissa Wright, City Auditor, confirmed the City of Henderson Audit Committee meeting had been noticed in compliance with the Nevada Open Meeting Law. PRESENT: Chair Dan K. Shaw Michael Hiltz Councilman Dan Stewart ABSENT: Mayor Michelle Romero Bryan Allison STAFF: Jennifer Curry-Eke, Risk Manager Richard Derrick, City Manager/CEO David Furber, Senior Internal Auditor Maria Gamboa, Director of Finance Stephanie Garcia-Vause, Chief Strategy Officer/Asst CM Mark Hardy, Consistent Services Asst. II Jonathan Lal, Business License Auditor Nick McLemore, Public Works Administrative Manager Paul McPhee, Senior Internal Auditor Javier Mendez, Assistant Director of Human Resources Russell Nelson, Director of Information Technology Michelle Reese, Deputy City Clerk Brian Reeve, Assistant City Attorney III Rosa Reynolds, Administrative Manager Matthew Rice, Senior Internal Auditor Natalie Sharp, Administrative Support Analyst Brooke Stream, Director of Human Resources David Weiser, Assistant Director of Finance Troy Westover, Facilities Manager Melissa Wright, City Auditor III. PUBLIC COMMENT There were no public comments presented. Audit Committee Meeting Page 2 of 5 Wednesday, September 18, 2024 – Minutes IV. ACCEPTANCE OF AGENDA (Motion) Councilman Dan Stewart moved to accept the agenda as presented. The vote favoring approval was unanimous. Chair Dan K. Shaw declared the motion carried. V. NEW BUSINESS 1 MINUTES AUDIT COMMITTEE MEETING JUNE 17, 2024 INTERNAL AUDIT (Motion) Michael Hiltz moved to approve the Audit Committee meeting minutes of June 17, 2024. The vote favoring approval was unanimous. Chair Dan K. Shaw declared the motion carried. 2 DRAFT FOLLOW-UP AUDIT REPORT FINANCE DEPARTMENT MARIJUANA REVENUES INTERNAL AUDIT Melissa Wright, City Auditor, gave a presentation and provided a summary of the draft follow-up audit report of the Finance Department Marijuana Revenues issued on March 8, 2023. She stated corrective action was taken to address the recommendations contained in the original report and commended the Finance Department, City Attorney’s Office, and Henderson Police Department for their efforts to address the recommendations. (Motion) Councilman Dan Stewart moved to approve the draft follow-up audit report of the Finance Department Marijuana Revenues. (Vote) The vote favoring approval was unanimous. Chair Dan K. Shaw declared the motion carried. Audit Committee Meeting Page 3 of 5 Wednesday, September 18, 2024 – Minutes 3 DRAFT FOLLOW-UP AUDIT REPORT PUBLIC WORKS DEPARTMENT CAPITAL CONSTRUCTION PROJECT- LEE'S FAMILY FORUM (FORMERLY KNOWN AS DOLLAR LOAN CENTER) INTERNAL AUDIT Melissa Wright, City Auditor, gave a presentation and provided a summary of the draft follow-up audit report of the Public Works Department Capital Construction Project - Lee's Family Forum (formerly known as Dollar Loan Center) issued on June 7, 2023. She stated corrective action was taken to address the three recommendations contained in the original report and commended the Public Works Department and Communications Department for their efforts to address the recommendations. (Motion) Councilman Dan Stewart moved to approve the draft follow-up audit report of the Public Works Department Capital Construction Project - Lee's Family Forum (formerly known as Dollar Loan Center). (Vote) The vote favoring approval was unanimous. Chair Dan K. Shaw declared the motion carried. 4 DRAFT AUDIT REPORT DEPARTMENT OF INFORMATION TECHNOLOGY CYBER RESILIENCY INTERNAL AUDIT Melissa Wright, City Auditor, gave a presentation and provided a summary of the draft audit report of the Department of Information Technology Cyber Resiliency. She commended the Department of Information Technology on the phishing exercises in place and noted the following recommendations:  Review all policies, procedures, and technical guides to ensure that they are accurate, consistent, and reflect current processes.  Assign staff to ensure cyber incident reports, the after-action reports, and the incident response tracking worksheet are completed and maintained.  Assign staff to review the Cyber Security Incident Contact Listing every two months and update, as necessary, to ensure information is current.  Conduct and document annual unannounced tests of the CSIRP to ensure that the computer security incident response team is prepared to respond to a security incident should one occur.  Instruct staff to ensure that the Backup Restore Testing log is completed to document the results of quarterly backup recoverability testing. Audit Committee Meeting Page 4 of 5 Wednesday, September 18, 2024 – Minutes A discussion ensued regarding the following:  Cybersecurity Insurance  Artificial intelligence  Notable scams and security breaches  Employee phishing training success (Motion) Michael Hiltz moved to approve the draft audit report of the Department of Information Technology Cyber Resiliency. (Vote) The vote favoring approval was unanimous. Chair Dan K. Shaw declared the motion carried. 5 INTERNAL AUDIT ANNUAL PERFORMANCE REPORT FY2024 INTERNAL AUDIT Melissa Wright, City Auditor, gave a presentation and provided a summary of the Internal Audit Annual Performance Report FY24. (Motion) Michael Hiltz moved to approve the Internal Audit Annual Performance Report FY24. (Vote) The vote favoring approval was unanimous. Chair Dan K. Shaw declared the motion carried. VI. CHAIRMAN\MEMBER COMMENTS There were no Chair/Member comments presented. VII. SET NEXT MEETING The next meeting was set for December 11, 2024, at 11:30 am. VIII. PUBLIC COMMENT There were no public comments presented. Audit Committee Meeting Page 5 of 5 Wednesday, September 18, 2024 – Minutes IX. ADJOURNMENT There being no further business to be discussed, Chair Dan K. Shaw adjourned the meeting at 12:02 p.m. Respectfully submitted, /s/ Michelle Reese Michelle Reese Deputy City Clerk

Agenda

CITY OF HENDERSON AUDIT COMMITTEE CORRECTED AGENDA Wednesday, September 18, 2024 Mayor and Council Boardroom 11:30 AM CORRECTION 240 Water Street Meeting Inquiries: (702) 267-1880 Henderson, Nevada 89015 For those requiring special assistance or accommodation to attend or participate in this meeting, arrangements for a sign language interpreter or services necessary for effective communication for qualified persons with disabilities should be made as soon as possible, but no later than 72 hours before the scheduled event. Please contact Melissa Wright at (702) 267-1880 or TTY: 7-1-1 at least 72 hours in advance to request a sign language interpreter. You may also submit your request by using Contact Henderson. The Chairman reserves the right to hear agenda items out of order, combine two or more agenda items for consideration, remove an item from the agenda, or delay discussion relating to an item on the agenda at any time. Public comment will be taken at the designated Public Comment periods. Individuals will be limited to three (3) minutes and spokespersons for a group will be limited to ten (10) minutes at the discretion of the Chairman. The Chairman reserves the right to curtail abusive, offensive, inflammatory or repetitive comments that disrupt, disturb or otherwise impede the orderly conduct of the meeting. See NRS 241.030(4)(a). Examples of disruptive conduct include, without limitation, yelling, stamping of feet, whistles, applause, heckling, name calling, use of profanity, personal attacks, physical intimidation, threatening use of physical force, assault, battery, or any other acts intended to impede the meeting or infringe on the rights of the board and/or committee members, City staff, or meeting participants. Backup materials for agenda items can be found in the Office of the City Clerk or on the City's website at: http://www.cityofhenderson.com. To request backup materials, please contact Melissa Wright at (702) 267-1880. I. CALL TO ORDER II. CONFIRMATION OF POSTING AND ROLL CALL III. PUBLIC COMMENT Public Comment during this portion of the agenda must be limited to matters on the agenda. Individuals will be limited to three (3) minutes and spokespersons for a group will be limited to ten (10) minutes at the discretion of the Mayor/Chair. The Mayor/Chair reserves the right to curtail abusive, offensive, inflammatory or repetitive comments that disrupt, disturb or otherwise impede Audit Committee Meeting Page 2 of 4 Wednesday, September 18, 2024 - Agenda the orderly conduct of the meeting. In addition, any person willfully disrupting the meeting may be removed from the room by the presiding officer. See NRS 241.030(4)(a). Examples of disruptive conduct include, without limitation, yelling, stamping of feet, whistles, applause, heckling, name calling, use of profanity, personal attacks, physical intimidation, threatening use of physical force, assault, battery, or any other acts intended to impede the meeting or infringe on the rights of the Committee members, City staff, or meeting participants. IV. ACCEPTANCE OF AGENDA (For Possible Action) V. NEW BUSINESS 1 MINUTES AUDIT COMMITTEE MEETING JUNE 17, 2024 INTERNAL AUDIT For Possible Action. RECOMMENDATION: Approve Audit Committee meeting minutes of June 17, 2024. 2 DRAFT FOLLOW-UP AUDIT REPORT FINANCE DEPARTMENT MARIJUANA REVENUES INTERNAL AUDIT For Possible Action. RECOMMENDATION: Approve Receive and approve draft follow-up audit report of the Finance Department Marijuana Revenues. Audit Committee Meeting Page 3 of 4 Wednesday, September 18, 2024 - Agenda 3 DRAFT FOLLOW-UP AUDIT REPORT PUBLIC WORKS DEPARTMENT CAPITAL CONSTRUCTION PROJECT- LEE'S FAMILY FORUM (FORMERLY KNOWN AS DOLLAR LOAN CENTER) INTERNAL AUDIT For Possible Action. RECOMMENDATION: Approve Receive and approve draft follow-up audit report of the Public Works Department Capital Construction Project - Lee's Family Forum (formerly known as Dollar Loan Center). 4 DRAFT AUDIT REPORT DEPARTMENT OF INFORMATION TECHNOLOGY CYBER RESILIENCY INTERNAL AUDIT For Possible Action. RECOMMENDATION: Approve Receive and approve draft audit report of the Department of Information Technology Cyber Resiliency. 5 INTERNAL AUDIT ANNUAL PERFORMANCE REPORT FY2024 INTERNAL AUDIT For Possible Action. RECOMMENDATION: Approve Receive and approve Internal Audit Annual Performance Report FY24. VI. CHAIRMAN\MEMBER COMMENTS The Chairman and Members may speak on any subject under this section of the agenda. Chairman and Members may comment on matters including, without limitation, future agenda items, upcoming meeting dates, and meeting procedures. Comments made cannot be acted upon or discussed at this meeting, but may be placed on a future agenda for consideration. VII. SET NEXT MEETING Audit Committee Meeting Page 4 of 4 Wednesday, September 18, 2024 - Agenda VIII. PUBLIC COMMENT Items discussed under this Public Comment period cannot be acted upon at this meeting, but may be referred to a future agenda for consideration. Individuals will be limited to three (3) minutes and spokespersons for a group will be limited to ten (10) minutes, at the discretion of the Chairman. The Chairman reserves the right to curtail abusive, offensive, inflammatory or repetitive comments that disrupt, disturb or otherwise impede the orderly conduct of the meeting. In addition, any person willfully disrupting the meeting may be removed from the room by the presiding officer. See NRS 241.030(4)(a). Examples of disruptive conduct include, without limitation, yelling, stamping of feet, whistles, applause, heckling, name calling, use of profanity, personal attacks, physical intimidation, threatening use of physical force, assault, battery, or any other acts intended to impede the meeting or infringe on the rights of the board and/or committee members, City staff, or meeting participants. IX. ADJOURNMENT Posted not later than 9:00 a.m. of the third working day before the meeting, at the following locations: City Hall, 240 South Water Street www.cityofhenderson.com https://notice.nv.gov

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